Compliance Director
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Regulatory Risk and Compliance leader with a unique blend of Advisory, Conduct Risk, Testing and Assurance, Regulatory Change and Remediation skills.
Proven ability to act as the sole compliance authority, translate regulation into practical outcomes, and support commercial growth while maintaining strong governance and investor across Public and Private Side business lines.
Significant experience engaging with the regulators, holding interim SMF level roles in practice, and remediating historic compliance weaknesses. I also have direct experience of s166 audit work.
Over 20 years Senior Compliance Experience in a number of different institutions.
I am now seeking a new role due redundancy following my current firm being sold
Riverston Independent School 1978-1989
