David Kane

CPA and senior regulatory reporting leader with extensive experience at global financial institutions. Proven in directing complex regulatory reporting programs, leading cross-functional teams, and driving process improvements that enhance accuracy, efficiency, and control environments. Skilled in stakeholder engagement, regulatory examinations, and building scalable, audit-ready reporting operations.

Vice President, Regulatory Reporting at SMBC (2024-02 – Present)

• Directed regulatory reporting operations for FFIEC 009 and FR Y-9C, achieving strong submission accuracy and full Federal Reserve compliance.
• Led data governance improvements by implementing automated reconciliation processes in Axiom Controller View, reducing data quality issues and strengthening controls.
• Managed legacy system migration to Axiom, delivering meaningful efficiency gains and more scalable operations.
• Collaborated with controllers and senior stakeholders on material changes and supported successful regulatory examinations.
• Mentored team members and developed training on Basel and GAAP standards, contributing to timely resolution of findings.

Senior Business Analyst, Finance Change Group at BNY Mellon (2022-02 – 2023-06)

• Directed requirements and process optimization for FFIEC 101 and FR Y-14Q/M reporting, significantly reducing manual adjustments through Axiom automation.
• Led automation of TIC reporting processes, shortening timelines while improving data traceability and audit readiness.
• Developed enterprise data lineage frameworks that strengthened compliance posture and reduced audit preparation effort.
• Collaborated with cross-functional teams to resolve audit comments and reinforce the control environment.

Vice President, Finance Change Group at Mizuho Bank (2017-01 – 2021-04)

• Oversaw financial accounting and regulatory reporting operations across multiple FR and FFIEC schedules, driving process improvements that reduced errors.
• Led post-reorganization data integration initiatives that improved FR Y-15 reporting accuracy and data quality standards.
• Aligned regulatory reporting frameworks with evolving accounting policies to maintain GAAP/IFRS compliance.
• Managed quality assurance for production releases in coordination with IT, delivering accurate reports under tight deadlines.

Regulatory Reporting IT Business Analyst Lead at Credit Suisse (2014-01 – 2015-12)

Led requirements and Axiom configuration for CCAR stress testing; developed tools that reduced reporting errors.

Regulatory Reporting Business Analyst at BNP Paribas (2015-01 – 2016-12)

Defined requirements for TIC filings and supported Axiom integration.

Regulatory Reporting Business Analyst at Goldman Sachs (2010-01 – 2012-12)

Developed architecture and automation for FR Y-9C and FFIEC reports.

Financial Control Group Analyst at Morgan Stanley (2005-01 – 2008-12)

Supported GAAP financial reporting and automation initiatives.

Bachelor of Science in Accounting – Baruch College, CUNY (2006)