
Senior Pension Transfer Specialist and Financial Planning Consultant, File Reviewer, QC
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A positive, proactive and highly motivated senior level professional combining strong business and acumen with a proven track record of success in terms of delivering business in international environments.
Transfer specialist (FCA Control Function (CF)) and Financial Planning Consultant with a deep knowledge and experience. Strong knowledge and understanding of the financial markets and supporting the business in its embedment of Consumer Duty. Adaptable and able to take on a wide range of Compliance issues, depending on the needs of the team. Strong and broad expertise of regulatory landscape and demonstrable experience on FCA regulatory matters in a financial services environment, including Senior Managers &
Certification Regime, and Consumer Duty. Prides himself on his ability to deliver on time within highly regulated industry sectors to exemplary high standards. Thrives in fast-paced and highly pressurised working environments, constantly exceeding any targets set for him. Strong analytical and quantitative skills. Strong communication skills. Expert in dealing with difficult situations in a professional manner. Possesses strong interpersonal, communication and negotiation skills with the ability to develop and maintain positive relationships at all levels.
File Reviewer/Complaint Handler at Deloitte (2026-01 – Present)
Identify, investigate and resolve compliance issues. Reviewed customer complaints, investment advice and pensions, issuing Final Decision Letter and Redress. Excellent attention to detail and a forensic approach to delivering on a task.
Case Reviewer/Complaint Handler at SJP via TCC (2024 – 2025)
Full time. Pension transfer, SIPPs, PPP, ISA, Investment Bonds and Investment advice compliant reviewer. Identify, investigate and resolve compliance issues. Reviewed customer complaints, issuing Final Decision Letter and Redress. Adaptable and able to take on a wide range of Compliance issues, depending on the needs of the team. Monitor regulatory and industry developments.
Senior Pension Transfer Analyst, DB to QROPS/SIPPs. QC. FCA CF function at Basi and Basi Financial Planning Limited (Donre Advisory Ltd) (2017 – 2024)
Pensions and investments specialist at FixMyPension (2016 – 2017)
Financial Planning Consultant at EC FINANCE (Intrinsic) (2014 – 2016)
Annuities, Pension and Pension transfers (DC), investments, protections, mortgages. CAS.
Independent Financial Planning and Wealth Management Consultant (IFA), CAS at Charles Derby Wealth Management (Intrinsic) (2012 – 2014)
Pension and Pension transfers (DC), investments, protections, mortgages.
Financial Planning Consultant at Thomas Oliver (2010 – 2011)
Investments, protections, flexible pensions, mortgages.
Managing Director at London COURIER (newspaper) (1994 – 2010)
Control all business aspects for this leading Independent European Newspaper in the UK with full financial and operational control.
Chartered Status – LIBF (2022)
PETR, MANI in Advance Pension Transfer and Managing Investment - Level 6 (2018)
DipFA in Diploma for Financial Advisers (2011)
CeFA in Certificate for Financial Advisers (2010)
CeMap in Certificate in Mortgage Advice & Practice (2007)