Juelle Piper
KYC ANALYST
Talent
North London, Islington, Greater LondonMember since October 11, 2023
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About
Dedicated KYC Analyst skilled in identifying and reporting potential fraud. Proven success in collaborating with senior management and stakeholders to improve the risk-based approach to compliance. Analytical professional with a proven record of developing and implementing risk mitigation strategies, assessing customer risk profiles ongoing due diligence, defining PEPs, and identifying suspicious activity.
Experience in anti-money laundering and compliance. I have strong problem-solving and analytical skills to conduct risk assessments to interpret data to meet targets and caseload in a timely manner.
Experience
KYC Refresh Analyst 01/2023 to Current
Macquarie Group Limited
- Completed CDD and EDD on preexisting (KYC Refresh) by reviewing client documentation, vendor databases, and data entered proprietary.
- Executed a project to work alongside Customer Identification Programs to help new refresh starters integrate and provide guidance in navigating confluence database.
- Analysed Client data, documentation, and negative news to determine Client Risk Profile as established under the Global KYC Procedures.
- Collaborated with the Client Lifecycle Maintenance (CLM) team worldwide on global requests.
- Liaised with Front Office, Business Divisions, Legal and operations as necessary as part of the KYC Process.
- Leveraged client data and available insights to improve alignment of business priorities and utilisation of resources.
- Assessed risk information to deliver standard and ad hoc risk reporting for board, committees, and other management meetings.
- Registered information on database to maintain accurate records of customers, tracking history and printing supporting documentation.
- Demonstrated strong resourceful skills to help company prevent money laundering, terrorist financing and illegal financial activities.
- Assessed new and on file account documentation to verify information and determine high-risk customers.
- Formulated and submitted suspicious activity reports to alert management regarding doubtful customers and risks involved.
- Evaluated policies and procedures to determine compliance and recommended improvements to processes.
- Monitored internal and external data points to determine affecting risk level of decisions.
FDM GROUP
- Program objective: Our simulation bank was found to have AML breaches and were fined £xxx million in 2018. 12 analysts have been called in to help remediate 30 client files from 2018-2020. There are 5 EDD high risk cases, 2 Low risk and 24 CDD files.
- Performed assurance of the first line to ensure the “banks” activities remain within the risk appetite framework and adhere to policies (3x artificial policy guideline documents).
- Liaised with stakeholders to ensure client identification is maintained up to date and changes in structure and beneficial ownership are properly documented.
- Gathering and analysing KYC documentation in accordance with the AML policy to identify and assess overall risk.
- Used publicly source databases and conducted research as part of the due diligence. Including Sanctions, PEPs, and Ownership structures.
- Identification and escalation of issues to the senior analysts with regards to the onboarding of clients.
Education
BSc: Psychology, 2:1 Honours 2021
Middlesex University London
Key modules include
- Research Methods, Design and Ethics in Psychology.
- Contemporary Issues in Psychology.
- Psychological Statistics.