Saleha Lambat

Administer client accounts involving Self-Invested Personal Pensions (SIPPs) and Small Self-Administered Schemes (SSAS), applying comprehensive knowledge of pension products in line with FCA regulations Monitor and ensure scheme compliance with HMRC and FCA regulations Conduct of Business rules, Money Laundering, and Data Protection legislation, maintaining robust audit trails and accurate computer based records Handle non-standard asset administration and liaise with clients and investment providers to ensure timely processing of investment, contribution, transfer, and benefit crystallisation requests.

Client Account Executive - SIPP & SSAS - Westerby Trustee Services - Leicester (Hybrid), United Kingdom

(2023-12)

• Administer client accounts involving Self-Invested Personal Pensions (SIPPs) and Small Self-Administered Schemes (SSAS), applying comprehensive knowledge of pension products in line with FCA regulations
• Monitor and ensure scheme compliance with HMRC and FCA regulations Conduct of Business rules, Money Laundering, and Data Protection legislation, maintaining robust audit trails and accurate computer based records
• Handle non-standard asset administration and liaise with clients and investment providers to ensure timely processing of investment, contribution, transfer, and benefit crystallisation requests.
• Oversee end-to-end property transactions for SIPP/SSAS schemes, appointing solicitors, liaising with clients and legal professionals, providing regular updates, and ensuring full HMRC compliance throughout.
• Assist with the onboarding of new pension schemes, facilitate due diligence on investments, and support anti-money laundering checks in line with regulatory requirements.
• Demonstrate strong diary management and prioritisation to deliver tasks effectively within set deadlines.
• Contribute towards service improvements and retention by building trusted professional connections with clients.

Financial Paraplanner - Whitebridge Financials & Mortgages - Leicester (Hybrid), United Kingdom

(2020-04 - 2023-12)

• Collaborated closely with protection and mortgage advisers, facilitating the sale of various insurance products and mortgages
• Conducted comprehensive fact-finding processes and efficiently transferred information to CRM systems, ensuring data accuracy
• Managed end-to-end policy processing, from quote to submission, and maintained meticulous compliance records.
• Generated suitability reports, IDD documents, and customer privacy notices, enhancing client communication.
• Proficiently handled trust documents and prepared compliant replacement questionnaire documents when necessary, ensuring policy reviews were compliant and aligned with the best interests of client
• Automated suitability reports, reducing document preparation time by 50%.
• Led the implementation of a new CRM system, trained staff, and migrated historic client data to enhance operational efficiency and record-keeping accuracy.

Bachelor of Economics - pure math - Open University (2023-06)