Head of Compliance and Money Laundering Reporting Officer (MLRO)
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I am a well-seasoned senior compliance professional, with 20+ years of experience having worked in regional and local roles of Heads of Compliance and MLRO (including Designated Compliance Officer and MLRO roles, with my name submitted to Hong Kong and international regulators) in internationally reputable FinTech Groups, international banks and securities groups based in Hong Kong.
Throughout all these years, I have developed strong relationships and established huge reputation and credibility well respected by all regulators and global banking and financial partners, represented 4 banks on the HKMA (and Hong Kong Association of Banks) AML committees, and invited by Hong Kong SFC regulator as keynote speaker at their annual Compliance industry seminar.
I have a long history of proven experiences in successfully applying for new and renewing existing MSO licences in spite of huge legacy challenges with the C&ED, SVF licence with the HKMA, Securities licences with the SFC, and Money Lender licence with Companies Registry regulator in Hong Kong, and many international licences to support global business growth.
I was Designated Compliance Officer (i.e. Head of Compliance) and Money Laundering Reporting Officer (MLRO), with my name formally submitted to the regulators including Customs ＆ Excise Department (C&ED) and Securities & Futures Commission (SFC), holding statutory accountabilities in overseeing all regulatory compliance responsibilities in relation to relevant laws and regulations. Recent internationally reputable FinTech groups worked included Airwallex Internationl Group, Ping Pong Global Payments Group and Moneycorp International Banking ＆ FinTech Group.
FinTech, I was Regional and Hong Kong Head of Compliance and/or MLRO (i.e. Head of AML) at various international investment, corporate, private and retail banking groups.
I completed my secondary school education in Hong Kong, attended 2 years of boarding school at the infamous Rugby School, Warwickshire, England, and graduated from St. John's College, Cambridge University with a Masters (Honours) degree in Engineering and Management.
I currently hold CFA, FRM, PRM, ACA (UK Chartered Accountant), HK CPA, CAMS and HKIB AAMLP professional qualifications
