1c24s. Iniya

Seeking a Responsible and Challenging profile to utilize my excellent skills and Experience, with an opportunity for learning and career development.

Deputy Vice President II - M/S. Equitas Small Finance Bank Ltd

(2016-10)

• Handling Audit Strategy, Planning & Implementation.
• Headed Branch Audit team – South Zone (Andhra Pradesh, Karnataka, Tamilnadu) from Jan 22 to till date, as team leader. Acted as a team leader for 8 internal auditors in South Zone.
• Reviewed audit reports, Synopses and closure of audit reports for South Zone Branches. Handling around 900 + branches (liability & Assets) for allocation of audits.
• Member of the Internal Complaints Committee (POSH).
• Submission of Synopsis to Head of Internal Audit / ACB on the RBIA of Branch audit reports.
• Handling Back office functions (Viz., Admin functions of Audit Dept, Record management, Travel bills processing, Vendor coordination & Board reporting).
• Conducted Risk Based Internal Audit at Liability Branches, Systems & Procedures Audit, Thematic, SNAP audit & Compliance Audit.
• Conducted Concurrent audit on AOF/KYC at Central Processing Centre of Liability Branches.
• Co-ordination & Submission of FMR return to RBI on Frauds, PAN India branches.
• Tracking & Coordination with Liability Branches for obtention of compliance reports and early closure of reports.
• Closure of audit reports / files within time norms.

Senior Manager - M/S. Axis Bank Ltd

(2016-04 - 2016-09)

• Handled Branch Operations in Chennai Main Branch (maintenance of Branch Documents Register, Surprise verification of Cash, Deliverables, Security forms, Gold packets, Alarm testing, follow up for Re-KYC, etc.
• Monitoring and coordinating for collection of Re-KYC documents of Customers of Chennai Main Branch of M/S. AXIS Bank.
• Pre audit conducted at quarterly intervals in Chennai Main Branch (M/S. Axis Bank Ltd)
• Focus on achievement of Sales budget on CASA and other third party products.

Senior Manager - M/S. Axis Bank Ltd

(2011-06 - 2016-03)

• To Conduct Compliance Audit upon completion of Internal Audit, Bi-monthly cash verification of Currency Chests, Conduct / Assisting Internal Audit of Branches.
• To follow up and Process of compliance reports of Internal Audit, Forex Audit, Compliance Audit, RBI Audit, Snap Audit, etc., conducted at South Zone Branches.
• To prepare Master Status on Internal Audit, Forex Audits, Compliance Audits, RBI Audit u/s 35, Snap Audit, etc.
• To Prepare Synopses, Committee Synopses and submit to appropriate authority based on audit ratings.
• To prepare Audit plan & coordinating for scheduling the Audits for Southern region.
• To Co-ordinate & maintain database for ISO Audits and maintaining various files / correspondences under ISO.
• To prepare Note on important audit findings on Internal Audit and submitting to Circle Head, Central Office.

Manager - M/S. Axis Bank Ltd

(2008-04 - 2011-05)

• To Process compliance reports of Internal Audit, Systems & Procedures Audit, Forex Audit, Compliance Audit, Concurrent audit, RBI Audit, Snap Audit, etc., conducted at South Zone Branches of M/S. AXIS Bank.
• To Conduct Compliance Audit upon completion of Internal Audit of Branches.
• To prepare Master Status on Internal Audit, Systems & Procedures Audit, Forex Audits, Compliance Audits, RBI Audit u/s 35, Snap Audit, etc.
• To prepare Audit plan & coordinating for scheduling the Audits of South Zone Branches.
• To follow up with South Zone Branches for receipt of compliance reports of various audits conducted and early closure of reports.
• To maintain database on Audit Ratings & other parameters for entire South Zone.

Executive - M/S. Axis Bank Ltd

(2006-07 - 2008-03)

Executive - M/S. Axis Bank Ltd

(2006-04 - 2006-06)

Call Coordinator - M/S. Care Computers Services (Franchisee of M/s. Wipro Ltd) - Posted at M/s. UTI Bank Ltd

(2002-06 - 2006-03)

M Com - University of Madras (Correspondence) (2005)

B Com - Ethiraj College for Women (2002)

Higher Secondary - Our Lady of Velanganni Matri.Hr. Sec. School (1999)