Nilesh Malavia
Chief Compliance Officer
Talent
Gandhinagar, GandhinagarMember since January 30, 2025
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About
- Meeting & Interacting with the Regulatory Authorities (IFSCA FME Division) for setting up of Fund Management Entity, for carrying out Portfolio Management Services. Responding & Seeking approval from the Regulatory Authorities.
- Application / Registration with IFSCA Administrator (SEZ Division) and seeking approval for various matters (Letter of Authority, Bond Cum Letter of Undertaking, Eligibility Certificate)
- Applying various Registrations (GST, FIU portal, Import Export Code, Registration Cum Membership Certificate, etc.)
- Responsibilities as a Principal Officer from FIU perspective
- Drafting AML Policy / Procedures and Reviewing other policies from Regulatory perspective.
- Interacting with counterparties (Consultants, Accountant, Lawyers, Auditors)
- Participated as a Panelist in AML Conference organized by London Stock Exchange Group in GIFT City (Subject: AML – Name Screening)
- To launch the funds within the Regulatory framework (WIP).
Experience
Chief Compliance Officer - Caravella Asset Management (IFSC) Pvt Ltd
Education
Chartered Accountant
CFA - ICFAI
