Sumaiyya Lawangi

High-precision Financial Operations Professional

Talent

PuneMember since 28 May 2026

Cash and Share Transfers

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Cash and Share Transfers

About

High-precision Financial Operations Professional with 1.5 years of experience at Mphasis specializing in US Wealth Management back-office processing. Proven track record of executing account openings, managing complex investment strategy configurations, and safely coordinating cash and share transfers under strict US market deadlines. Consistently achieved a peak daily performance target score of 400 while maintaining a flawless 0% financial error rate throughout entire tenure and sustaining 0% procedural/processing errors consecutively for over 3 months.

Highly adaptable professional with a B.Sc. in Computer Science, utilizing exceptional attention to detail to ensure absolute regulatory and operational compliance.

Experience

Transaction Processing Officer — US Wealth Management - Mphasis - Pune, Maharashtra

(2024-09 - 2026-06)

High-Precision Execution: Maintained a flawless track record of 0% financial errors across 1.5 years of service, while sustaining zero procedural and processing errors consecutively for 3+ months under a daily target benchmark score of 400.
Account Enrollment and Alignment: Managed the post-onboarding enrollment lifecycle via internal systems, accurately mapping client portfolios to 'Independent' or 'Special Client' service structures based on specific investor requests.
Asset and Capital Movement: Processed high-volume domestic and international securities transfers including shares, equities, and mutual funds, as well as cash transactions under tight market timelines.
US Market and SLA Alignment: Monitored and delivered daily transaction workflows within strict US Market Cut-off times (4:00 PM EST / 1:30 AM or 2:30 AM IST) to completely prevent clearing delays.
Regulatory Compliance: Verified account structures and share transfers against FINRA Rule 144 for restricted and control securities and FINRA Rule 407 for financial employee accounts to eliminate compliance breaks.
Advisor Correspondence: Served as a direct back-office liaison for Financial Advisors, utilizing secure internal communication interfaces to resolve pending transaction issues, verify instructions, and clear processing bottlenecks.