Skip to main content
Swapna Mane

Swapna Mane

Middle office Team Lead - Security Valuation

Talent
Mumbai, MaharashtraMember since July 20, 2023
·

Hire this person

Send a job offer directly to this candidate

About

I am an immediate joiner. With over 8 years of experience in Investment banking domain, I have honed my skills in Consolidating and handling client data, data protection, fund administration and People management. I am highly motivated, deadline committed and proven track record of excellence.

I was working as Team Lead with State Street HCL Services and before this I was in Syntel Pvt Ltd. I have completed my BBA in finance specialization and now appearing for GARP exam FRM level 1. I have completed my CISI exam IOC level 1.

My strong analytical skills and attention to detail enable me to identify areas for improvement and implement effective solutions. I am now looking for leadership role in a dynamic organization where I can apply my expertise, lead high performing team, and achieve measurable results.

Experience

Roles/Responsibilities at State Street HCL Services (Team Lead – Nov 2019 – Feb 2023)

Team Lead Responsibilities: Security Valuation

  • Allocating tasks to employees
  • Ensuring performance level is up to standard
  • Reporting to management
  • Discussing and resolving issues
  • Executing performance reviews
  • Organizing training and holidays

Area of work:

  • Pricing of securities as per variousvendors using client metrics.
  • Dealing with various types of instruments no Bonds, Equity, OTC, Listed Derivatives, CDS/CLO, Swaps,Mutual fund, fixed income products,Bank loan.
  • Ensure to clear variousexception such as No Price, Halted Securities, Stale prices, SuspectPrice, Expired Price.
  • Extensively daily use of Bloomberg, Reuters,IDC, JPM, MARKITetc.
  • Verifying and comparing valuations against variousfeeds received from Bloomberg, Reuters, IDC, JPM and other datavendors highlighting to clients any pricing issues in cases of discrepancy.
  • Toinvestigate any exceptional scenarios, we reachout to market data vendors in case of any price discrepancy. Vendors such as Bloomberg, Reuters, IDC, JPM, MARKITetc.
  • Closely working with clients, brokers, Operation team, Derivatives team and accounting team to resolveissues related to valuation of securities and NAV impact.
  • Dealing with various corporateactions Such as Bonus issue,IPO, Spin-off, Right issue, Merger, split, reverse split, Dividend, Corporate exchange bond, Acquisition etc.
  • Coordinate with the GPS team to setup the logics in internal application as per clientrequirement.
  • Automate the securities to eliminate the manual intervention.
  • Quarterly Securities review to make sure all the securities are in line with the PSA (price sourceagreement).
  • Identify processimprovement areas, consistently refining and streamlining the Front-to-Back process.
  • Performing auto and manual validation of prices using client approvedsources (PSA) to find the scope for automation.
  • Initiate periodic process review (SOP) exercises.

Roles/Responsibility at SYNTEL PVT. LTD.: (Senior Analyst - MAR 2015 – OCT 2019) Book and Pricing

  • Acted as a box manager for all DST clients.
  • Responsible for freezingthe books as per the valuation point.
  • Releasing the prices to create book decisions.
  • Running Preliminary report to receive currentvaluation point movementsand cash value of subscription and redemption.
  • Creating manualbook decisions as well as input manualprice for new launched fund.
  • Hand on experience of FAST, AWD, FSU, Accudelta and ADR system.

Education

BBA in Finance Specialization. Now Appearing for Financial Risk Manager ( level 1) for November exam.

Reviews