Varsha Soni

CS Trainee (Internship) - SPA Capital Services Limited

(2025-02 - 2026-03)

Listed Company. Managed SEBI & Listed Company Compliances, Merchant Banking Assignments, and Company Law & Other Compliances.

Managed listed company compliances under SEBI (LODR) Regulations, 2015, including quarterly, half-yearly & annual filings, disclosure of large corporates, and time-bound stock exchange intimations (BSE).
Handled AGM and post-AGM compliances end-to-end.
Managed SEBI (SAST) Regulations, 2011 — annual disclosures & encumbrance filings by promoters (Reg. 31(4)).
Ensured Insider Trading compliances under SEBI (PIT) Regulations, 2015 including trading window closure and SDD maintenance.
Managed promoter reclassification and related stock exchange filings.
Prepared due diligence reports and certificates for multiple startup companies.
Worked on voluntary delisting process of a listed company.
Prepared Merchant Banker Certification for ESOP Scheme under SEBI (SBEB & SE) Regulations, 2021.
Issued Due Diligence Certificate for changes in private placement memorandum of AIF under SEBI (AIF) Regulations, 2012.
Executed Company and LLP incorporations including RUN, FiLLiP, and drafting LLP agreements.
Managed strike-off of companies and LLPs, including drafting applications and supporting documents.
Maintained statutory registers, compliance trackers, and coordinated with internal departments and external intermediaries.
Prepared and filed NBFC compliances including DNBS-2 and DNBS-13 returns.
Ensured compliances under IRDAI (Insurance Brokers) Regulations — quarterly, half-yearly & annual filings.

CS Trainee (Internship) - Ozone Pharmaceuticals Limited

(2024-07 - 2025-02)

Public Unlisted Company.

Managed corporate compliance under Companies Act, 2013 — preparation & filing of ROC e-forms (MGT-14, AOC-4, MGT-7, DIR series, etc.) and annual filings.
Coordinated and documented Board and Shareholder meetings (AGM/EGM) — drafting notices, agendas, and minutes.
Handled statutory records and corporate actions including Director/KMP appointments, auditor appointments, and MOA & AOA amendments.
Oversaw FEMA compliance (FLA filings), drafting legal documents, maintaining compliance trackers, and inter-department coordination.

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