Lam Tian Ming

Financial markets professional with over 10 years of experience across derivatives dealing, brokerage operations, client trading support and trading risk control. Combines front-line dealing experience with hands-on MT5 trade investigation, execution review and client trading-behaviour analysis. Experienced in resolving complex trading cases, coordinating across technical and client-facing teams, and turning trading data into clear operational and risk decisions.

Risk Control - Trading Operations at Pinecone Technology Sdn Bhd (2026-02 – 2026-08)

• Monitored client trading activity and risk exposure across MT5 accounts, identifying abnormal, high-frequency, short-duration and other higher-risk trading patterns.
• Investigated trade disputes and execution incidents using MT5 journals, order history and account data, including slippage, stop-loss, margin, EA execution and order-rejection cases.
• Reviewed EA and algorithmic-trading behaviour, trade timing and account relationships to distinguish normal strategy activity from potentially problematic trading patterns.
• Prepared daily risk reports and client-level trading analysis, highlighting material profitability, exposure and execution issues for management review.
• Coordinated with operations, technical, sales and client-facing teams to resolve trading incidents and provide evidence-based case conclusions.

Senior Trading Executive - Derivatives Dealing at Doo Group (2024-06 – 2025-09)

• Supported clients with trading-account opening, financial product enquiries and day-to-day trading needs.
• Delivered financial product and trading-platform training to clients and internal sales teams.
• Coordinated with relevant departments to resolve trading issues and client complaints efficiently.

Senior Executive - Derivatives Dealing at Apex Securities Berhad (2020-10 – 2024-06)

• Marketed, dealt and executed futures trades for retail, corporate, institutional, foreign and inter-broker clients.
• Built and maintained client relationships, contributing to increased trading activity and business growth.
• Ensured trade execution complied with risk-management requirements and exchange regulations.

Futures Broker at LT International Futures (M) Sdn Bhd (2015-07 – 2017-07)

• Accepted and executed client orders, confirmed matched trades and supported smooth day-to-day trading operations.
• Provided responsive client service and operational support.

Assistant Manager at Citibank Berhad (2014-07 – 2015-07)

• Processed fund-accounting transactions accurately and prepared net asset valuation (NAV) reports for internal and external obligations.

Futures Broker at Hong Leong Investment Bank Berhad (2013-05 – 2014-07)

• Marketed, dealt and executed futures trades for retail, corporate, institutional and inter-broker clients.
• Built and maintained strong business relationships with clients.

Futures Broker at OSK Investment Bank Berhad (2011-04 – 2013-05)

• Executed futures trades for retail, corporate, institutional and foreign clients while managing risk exposure and exchange-rule compliance.

Bachelor Degree in Finance, Accountancy & Banking – Universiti Tunku Abdul Rahman