28 compliance testing opportunities in New York updated today
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TD BankWork Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of th
Reference 2600086X Responsibilities Société Générale’s Capital Markets Surveillance (“CMS”) is a global team within the Compliance department responsible for the monitoring of security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations.
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $91,000 - $136,240 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $115,440 - $186,160 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience
Alexander BarnesUS Compliance Testing & Monitoring Manager Alexander Barnes is leading the search for a Compliance Testing and Monitoring Manager to join a fast-growing FinTech transforming corporate credit and payments. This role will drive the development, execution, and optimisation of compliance monitoring and
Madison-Davis, LLCGet AI-powered advice on this job and more exclusive features. This range is provided by Madison-Davis, LLC. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more. Base pay range $180,000.00/yr - $225,000.00/yr An investment bank located in Midtown Manh
A leading financial institution is seeking a Compliance Officer in New York, NY. This key role involves developing and executing compliance testing plans and working collaboratively with global teams. The ideal candidate has 5-7 years of experience in compliance, excellent analytical and interperson
A leading financial services company in New York seeks a VP, Compliance to oversee the compliance monitoring program and guide business units in managing regulatory risks. The role includes developing and executing compliance activities, conducting quality assurance, and providing leadership to spec
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail : $145,000 – $185,000 USD TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of t
Description : Preferred Qualifications: This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The Monitoring and Testing Team covers the TDS US businesses and certain global businesses, working with regional testing teams acros
Name of position: SVVP Security Development Consultant Location: New York Scope: Executes the security control lifecycle—providing inputs on configuring, deploying, validating, and refining controls based on results. Acts as the hands-on executor of SVVP technical requirements Deployment of Security
Madison-Davis, LLCAn investment bank located in Midtown Manhattan looking to bring on board a “Senior Compliance Officer - Monitoring And Testing” to join their team. This role is currently in a hybrid schedule (4 days in office / week). Responsibilities Lead the development and execution of the annual Compliance Tes
TD BankUne institution financière basée à New York recherche un Senior Compliance Officer pour rejoindre son équipe de surveillance et de tests de conformité. Le candidat idéal doit avoir une expérience de 5 à 7 ans dans le domaine de la conformité, une formation en baccalauréat et d'excellentes compétence
Compliance Testing Analyst-Hybrid Located in Manhattan Base salary $115-125k depending on skills and experience Are you a detail-oriented compliance or audit professional looking to take the next step in your career? We are seeking a Compliance Testing Analyst, AVP to help ensure our firm operates w
Alexander BarnesUS Compliance Testing & Monitoring Manager Alexander Barnes is leading the search for a Compliance Testing and Monitoring Manager to join a fast-growing FinTech transforming corporate credit and payments. This role will drive the development, execution, and optimisation of compliance monitoring and
A prominent financial institution in New York is seeking a Senior Compliance Officer to join their Monitoring and Testing team. This role requires at least 5 years of compliance experience within a registered US broker dealer and involves developing compliance metrics, executing monitoring plans, an
Pinnacle Career CoachingWe've partnered with an Investment bank who are looking for several compliance testing professionals to join their team. We have multiple open positions for people with experience with capital markets testing products specifically. They currently operate on a hybrid schedule (3 days in office) and a
Senior Compliance Officer – Monitoring and Testing page is loaded## Senior Compliance Officer – Monitoring and Testingremote type: On Sitelocations: New York, New Yorktime type: Full timeposted on: Posted Todaytime left to apply: End Date: April 24, 2026 (30+ days left to apply)job requisition id: R
Pinnacle Career CoachingA leading investment bank in New York City is seeking compliance testing professionals to join their team. This role involves supporting the Compliance Testing and Monitoring Plan, conducting reviews, and communicating findings to key stakeholders. The ideal candidate has over 5 years of compliance
MastarRecCompliance Testing & Monitoring Lead US FinTech | Compliance Assurance New York, United States | Posted on 16/03/2026 MastarRec is a specialist recruitment and staffing agency supporting high-growth and technology-driven industries across the United Kingdom, the United States, and global markets . W
Responsibilities include but are not limited to: Independently perform Compliance testing Activities for Valley businesses in adherence with regulatory standards, documenting results accurately and ensuring quality and timely execution. Complete Compliance Risk Assessment Processes for businesses su
Responsibilities include but are not limited to: Independently perform Compliance testing Activities for Valley businesses in adherence with regulatory standards, documenting results accurately and ensuring quality and timely execution. Support compliance Risk Assessment processes for businesses sup
Overview This position is hybrid with 2 days on-site at our headquarters in Newark, Ohio & 3 days remote available - must live within 50 miles of Newark, Ohio. Responsibilities Maintain a solid understanding of risk management frameworks and Park's risk and control environment to execute deliverable
Interactive Brokers*Company Overview** Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and cli
Job Description Job Description **Product Testing & Compliance Coordinator Who you must be** We are looking for a highly organized, detail-oriented individual that ensures Two’s Company products are compliant with all applicable consumer product safety regulations and industry standards. The Pro
The Role The Compliance Senior Associate, Testing and Data is responsible for conducting global compliance monitoring and testing activities to ensure that the organization adheres to legal, regulatory, and internal policies and standards. This role requires an individual with ability to work indepe
LensaLensa is a career site that helps job seekers find great jobs in the US. We are not a staffing firm or agency. Lensa does not hire directly for these jobs, but promotes jobs on LinkedIn on behalf of its direct clients, recruitment ad agencies, and marketing partners. Lensa partners with DirectEmploy
The Role The Compliance Senior Associate, Testing and Data is responsible for conducting global compliance monitoring and testing activities to ensure that the organization adheres to legal, regulatory, and internal policies and standards. This role requires an individual with ability to work indepe
## Responsibilities Société Générale’s Capital Markets Surveillance (“CMS”) is a global team within the Compliance department responsible for the monitoring of security transactions and Firm communications to ensure compliance with applicable policies, industry rules and regulations. AMER CMS consis
$50,000 – $79,000/year
Estimation confidence: Low
Estimate based on market data for New York. Actual salaries may vary depending on experience, company, and area.
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