Pcg jobs in New York

Spartan Placements

Tax Manager- PCG New York, NY / Palm Beach Gardens, FL Responsibilities: Build and maintain strong relationships with high-net-worth clients. Review complex tax filings Understand clients' financial goals, assets, and investment portfolios. Provide personalized tax planning and advisory services tai

Branch Exam Program Manager Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the country Detailed documentation of testing in branch exam system and related work papers Ensure prescribed sample methodologies are used and resu

Tax Senior- Private Client Services New York, NY or Boca Raton, FL Responsibilities: Work directly with clients to assess their financial situations, goals, and objectives. Prepare and review individual, partnership, trust, foundation, and estate and gift tax returns, ensuring accuracy and complianc

*Job Description Summary** Under administrative direction, uses knowledge and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite\* branch examinations of retail brokerage offices throughout the U.S. Exams include reviews of various

A leading financial services firm in New York is seeking a Compliance Examiner to conduct branch examinations and ensure adherence to firm and regulatory standards. The role involves documenting testing activities, communicating findings, and working closely with branch management. Candidates should

**Job Description Summary**Under administrative direction, uses knowledge and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite\* branch examinations of retail brokerage offices throughout the U.S. Exams include reviews of various

**Job Description Summary**Under administrative direction, uses knowledge and skills obtained through experience, specialized training and/or certification in securities industry to conduct onsite\* branch examinations of retail brokerage offices throughout the U.S. Exams include reviews of various

A financial services firm is seeking an experienced Examiner for branch examinations across the U.S. Responsibilities include conducting onsite reviews, documenting findings, and ensuring compliance with federal and state regulations. Candidates should possess a Bachelor's degree and a minimum of th

Essential Duties and Responsibilities Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the country Detailed documentation of testing in branch exam system and related work papers Ensure prescribed sample methodologies are use

Raymond James Financial Services

Essential Duties and Responsibilities Execution of the risk-based branch exam program in FINRA-registered and non-registered Private Client Group branches across the country Detailed documentation of testing in branch exam system and related work papers Ensure prescribed sample methodologies are use

Spartan Placements LLC

Tax Manager- PCG New York, NY / Palm Beach Gardens, FL RESPONSIBILITIES: Build and maintain strong relationships with high-net-worth clients. Review complex tax filings Understand clients' financial goals, assets, and investment portfolios. Provide personalized tax planning and advisory services tai