Registered Products - 14+ job offers

Raymond James Financial Services

Job Description Summary Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and stra

**Job Description Summary**Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and s

**Job Description Summary**Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and s

**Job Description Summary**Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and s

Blue Owl (NYSE: OWL) is a leading asset manager that is redefining alternatives®. With over $307 billion in assets under management as of December 31, 2025, we invest across three multi-strategy platforms: Credit, Real Assets and GP Strategic Capital. Anchored by a strong permanent capital base, we

Job Description Summary Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and stra

Raymond James

Job Description Summary Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and stra

Ultimus Fund Solutions is looking for an experienced leader to spearhead the continued development and growth of the registered alternatives administration business, including interval funds, tender offer funds, operating companies, REITs and BDC’s. The Head of Registered Alternative Proucts is a se

Ultimus Fund Solutions is looking for an experienced leader to spearhead the continued development and growth of the registered alternatives administration business, including interval funds, tender offer funds, operating companies, REITs and BDC’s. The Head of Registered Alternative Proucts is a se

Job Description Summary Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and stra

*Job Description Summary** Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and s

Raymond James Financial, Inc.

Job Description Summary Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and stra

Raymond James Financial, Inc.

Job Description Summary Uses extensive knowledge and skills obtained through education, experience, specialized training and/or certification in securities industry compliance to design, implement and supervise a comprehensive compliance and surveillance program. Provides compliance support and stra

Job Description You will be working on a flexible hybrid schedule as part of Fidelity's dynamic working arrangement. Current work authorization for Canada is required for all openings. The work location for this role is 483 Bay Street in Toronto until approximately late 2026, when the work locat