Andrew Clark
Compliance Analyst
Talent
Caledonia, Village of Caledonia, RacineMember since July 17, 2023
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About
I am an educated and experienced compliance nerd looking to join a company where my skills will contribute to their success.
Experience
11/20-Present AmeriSave Mortgage Corporation Remote
Senior Licensing/Compliance Analyst
- Assist Loan Officers in obtaining new licenses and renewing current licenses
- Assist in onboarding new hires
- Main contact between licensed individuals and state regulators
- Maintain records of all assigned individual licenses
- Address and clear all deficiencies
- Confirm compliance between individual and branch licenses
- Perform other duties and projects as assigned
Senior Compliance Specialist
- Maintain a strong technical understanding of applicable banking laws, regulations, and regulatory guidance as they apply to banking products, services and processes.
- Manage the regulatory change process by maintaining timelines needed for newly promulgated or amended laws and regulations and work closely with business unit partners to ensure thorough implementation.
- Based on risk, monitor for compliance with regulations and internal policies.
- Maintain company individuals within the NMLS system
Senior Compliance Analyst
- Complete assigned internal monitoring for compliance and Ongoing HMDA reporting
- Assists with BSA/AML compliance and compliance employee training
- Assist with licensing responsibilities for the Company, Branches, and Individual Mortgage Loan Officers
- Manage Data within national database and on-house databases, spreadsheets, and reports as necessary to ensure prompt and accurate processing of all applications
- Complete license applications and renewals for company, branch, and individuals
Licensing Specialist/Compliance
- Assist Loan Officers with obtaining new state licenses for loan origination
- Gathers documents and completes individual loan officer license and/or transfer applications, individual branch addition applications and any license amendments, including branch address changes and individual loan officer name and/or address changes. Submits license applications to appropriate licensing agency
- Monitors new employee lists for new loan officer hires and notify branch managers when a loan officer or transfer application is required. Follows up with branch manager to ensure appropriate application form is submitted
- Monitors terminated employee list for any terminated loan officers for which notification of the appropriate state licensing agency is required. Notifies state licensing agency of loan officer terminations
Educational Assistant
- At the direction of the teacher, work on academic, communication, social, and self-help skills.
- Provide necessary support to teachers in the building
- Professional communication between students and parents
- Oversee the running of the after-school program
- Aid with academic help
- Lead groups in structured activities
- Maintain a professional relationship with child/parent
Education
08/14-12/18 University of Wisconsin-Milwaukee B.S. Criminal Justice Milwaukee, WI
08/19-05/22 Texas A & M University Corpus Christi MBA Online