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Andrew Clark

Andrew Clark

Compliance Analyst

Talent
Caledonia, Village of Caledonia, RacineMember since July 17, 2023
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About

I am an educated and experienced compliance nerd looking to join a company where my skills will contribute to their success.

Experience

11/20-Present AmeriSave Mortgage Corporation Remote

Senior Licensing/Compliance Analyst

  • Assist Loan Officers in obtaining new licenses and renewing current licenses
  • Assist in onboarding new hires
  • Main contact between licensed individuals and state regulators
  • Maintain records of all assigned individual licenses
  • Address and clear all deficiencies
  • Confirm compliance between individual and branch licenses 
  • Perform other duties and projects as assigned
06/20-11/20 First Business Bank Brookfield, WI

Senior Compliance Specialist

  • Maintain a strong technical understanding of applicable banking laws, regulations, and regulatory guidance as they apply to banking products, services and processes.
  • Manage the regulatory change process by maintaining timelines needed for newly promulgated or amended laws and regulations and work closely with business unit partners to ensure thorough implementation.
  • Based on risk, monitor for compliance with regulations and internal policies.
  • Maintain company individuals within the NMLS system
06/19-05/20 Panorama Mortgage Group Waukesha, WI

Senior Compliance Analyst

  • Complete assigned internal monitoring for compliance and Ongoing HMDA reporting
  • Assists with BSA/AML compliance and compliance employee training
  • Assist with licensing responsibilities for the Company, Branches, and Individual Mortgage Loan Officers
  • Manage Data within national database and on-house databases, spreadsheets, and reports as necessary to ensure prompt and accurate processing of all applications
  • Complete license applications and renewals for company, branch, and individuals
05/18-06/19 Fairway Independent Mortgage Corporation Milwaukee, WI

Licensing Specialist/Compliance

  • Assist Loan Officers with obtaining new state licenses for loan origination
  • Gathers documents and completes individual loan officer license and/or transfer applications, individual branch addition applications and any license amendments, including branch address changes and individual loan officer name and/or address changes. Submits license applications to appropriate licensing agency
  • Monitors new employee lists for new loan officer hires and notify branch managers when a loan officer or transfer application is required. Follows up with branch manager to ensure appropriate application form is submitted
  • Monitors terminated employee list for any terminated loan officers for which notification of the appropriate state licensing agency is required. Notifies state licensing agency of loan officer terminations
05/16-05/18 Waukesha School District Waukesha, WI 

Educational Assistant

  • At the direction of the teacher, work on academic, communication, social, and self-help skills.
  • Provide necessary support to teachers in the building
  • Professional communication between students and parents
08/07-05/16 West Allis West Milwaukee Recreation Dept. West Allis, WI Program Coordinator
  • Oversee the running of the after-school program
  • Aid with academic help
  • Lead groups in structured activities
  • Maintain a professional relationship with child/parent

Education

08/14-12/18 University of Wisconsin-Milwaukee B.S. Criminal Justice Milwaukee, WI

08/19-05/22 Texas A & M University Corpus Christi MBA Online

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