Bsamnb

Senior Financial Crimes and Compliance Professional with 20 years of experience building and supporting robust programs and guiding organizations through operational expansion. Skilled in navigating complex regulatory environments across broker-dealer, banking, fintech, and money service business sectors. A hands-on professional who connects high-level compliance governance with precise, data-driven investigative execution.

Substitute Teacher at EDUCATIONAL STAFFING SOLUTIONS (2026-09 – Present)

• Provide seamless operational continuity across diverse educational environments, quickly adapting to varying workplace dynamics, schedules, and cross-functional teams on short notice.
• Manage and lead groups of students daily, establishing immediate authority, driving engagement, and strictly enforcing institutional compliance, safety protocols, and behavioral standards.
• Execute complex, structured daily objectives left by permanent staff in accordance with instructions, ensuring zero downtime and maintaining strict alignment with organizational goals.
• Communicated performance metrics and operational summaries via detailed end-of-day reporting to stakeholders, ensuring a transparent handover of responsibilities.

Sr. Risk Analyst II – Financial Crimes (Multiple roles including Special Investigations Lead, Contingent Worker Lead) at INTUIT, INC. (2019-08 – 2026-08)

• Designed and implemented end-to-end compliance workflows for Strategic Relationship partners (Business Credit Cards, Term Loans, and Lines of Credit), achieving zero audit deficiencies for four consecutive years.
• Partnered with Policy and Data Science teams to integrate new fraud prevention tools and parameters, reducing false positive rates.
• Authored the regulatory roadmap for the firm's Canadian Money Transmitter License expansion; subsequently approved and implemented by Legal and Compliance leadership.
• Presented complex fraud typologies and mitigation strategies for senior leadership during biweekly forensic case reviews.
• Oversaw Negative News and MATCH reporting, ensuring consistent accuracy across operational workflows.

KYC Officer, Commercial Banking at JPMORGAN CHASE (2017-04 – 2019-07)

• Managed end-to-end KYC due diligence for high value and high profile commercial portfolios with revenues up to $2B.
• Navigated complex legal entity structures, including (Trusts, LLCs, and multi-layered Corporations) ensuring exam ready documentation.
• Served as the primary advisor (of assigned portfolio) to Commercial Bankers, balancing aggressive onboarding timelines with stringent risk requirements.

Supervisor, Financial Intelligence Unit (Promoted through roles including Compliance Analyst II, III, and Regional Compliance Analyst) at MONEYGRAM INTERNATIONAL (2012-02 – 2016-12)

• Managed a team of 15 analysts through the investigative lifecycle of cases involving 200+ global jurisdictions.
• Served as the 314(b) contact, coordinating intelligence exchanges with external institutions.
• Partnered directly with the Chief Compliance Officer and Executive Leadership to develop proactive compliance initiatives; expanded investigative capacity by identifying and mapping emerging risk typologies before they could impact the organization.
• Acted as the regulatory liaison for global field auditors in the U.S., Asia, Canada, and Africa, successfully managing remediation of audit findings.
• Managed the end-to-end case lifecycle, from subpoena intake and initial detection to final SAR disposition; maintained rigorous quality control over all investigative outputs to complete regulatory defensibility.
• Served as the FIU SME in executive leadership meetings, offering insight on financial crime trends, case escalations, and program impacts.

AML Analyst at SOUTHWEST SECURITIES, INC. (2007-11 – 2012-02)

• Conducted forensic research into market manipulation and illicit asset acquisition within equities and fixed income products.
• Authored the firm's AML Written Supervisory Procedures, ensuring adherence to FINRA and BSA compliant.
• Participated in law enforcement briefings with FBI agents related to SAR-driven investigative activity.
• Led annual CEO certification requirement under FINRA Rule 3130, testing and validating the effectiveness of the firm's compliance and supervisory controls.
• Tested and validated system parameters for BSA automation initiatives, directly improving investigative productivity by reducing false positives.
• Partnered directly with the CEO/CFO to manage the risk profile of high-net-worth client relationships; served as a trusted advisor and conducted direct client due diligence and investigations to resolve sensitive regulatory concerns.

Account Surveillance & Fraud Rep at MORGAN STANLEY WEALTH MANAGEMENT (2007-01 – 2007-10)

• Performed Enhanced Due Diligence for retail brokerage clients, mitigating identity fraud and compliance discrepancies at the point of onboarding.

DFW Chapter Board Member & Programming Director at ACFCS (Association of Certified Financial Crime Specialists) (2022 – 2025)

• Hosted workshops on OSINT and SAR narrative best practices.

Bachelor's degree in Business Administration – University of Arkansas at Little Rock