Roxy Rodriguez
Certified Financial Planner
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About
I am a wealth management professional with over 10 years of experience in the financial industry. I focus on complex, detail-oriented advisor succession planning and implementation. I believe a key to success is providing a superior client experience. In particular I enjoy working on investment plans for high-net-worth and multi-generational clients.
I graduated from George Mason University in 2013 with a bachelor’s degree in Government and International Politics. I hold the FINRA Series 66 and 7 securities registrations. I have also earned the CERTIFIED FINANCIAL PROFESSIONAL professional designation.
Away from the office I enjoy staying active, traveling and spending time with my family.
Experience
Wealth Management Associate with experience in
- Financial plan creation, implementation and monitoring
- Financial advisor succession planning and book of business transition
- Daily client relationship management
- Fee-base investment portfolio management
- New client on boarding
- Client event planning
- Wealth management team service matrix creation and implementation
