Roxy Rodriguez

I am a wealth management professional with over 10 years of experience in the financial industry. I focus on complex, detail-oriented advisor succession planning and implementation. I believe a key to success is providing a superior client experience. In particular I enjoy working on investment plans for high-net-worth and multi-generational clients.

I graduated from George Mason University in 2013 with a bachelor’s degree in Government and International Politics. I hold the FINRA Series 66 and 7 securities registrations. I have also earned the CERTIFIED FINANCIAL PROFESSIONAL professional designation.

Away from the office I enjoy staying active, traveling and spending time with my family.

Wealth Management Associate with experience in

• Financial plan creation, implementation and monitoring 
• Financial advisor succession planning and book of business transition 
• Daily client relationship management 
• Fee-base investment portfolio management 
• New client on boarding 
• Client event planning 
• Wealth management team service matrix creation and implementation 

George Mason University 2013

Series 7

Series 66

CFP