Shruthi V
Compliance and Fraud Expert
聘用其服務
免費取得報價
關於
> 14+ years of Anti-Money Laundering - Anti-Fraud - Regulatory Compliance industry and business consulting work experience in Hong Kong, US and India
> SFC thematic regulatory inspection manager for two licensed corporations for a large European financial institution in Hong Kong
> SFC periodic regulatory audit SPOC and Compliance Officer/MLRO of a bn$ Credit fund in Hong Kong
> Global remediation of the PEP-screening program and a refresh of employee training content for a large publicly-listed life insurance group in APAC
> Management of a global Anti-Fraud Governance program - across 18 countries for a large European financial institution with FINMA reporting commitments
> Enhanced Due Diligence Team Manager for Wells Fargo HNW/Private Banking/Trust business with focus on resolving MRA (Matters Requiring Attention) and OCC regulatory audit management experience
工作經歷
> 14+ years of Anti-Money Laundering - Anti-Fraud - Regulatory Compliance industry and business consulting work experience in Hong Kong, US and India
> SFC thematic regulatory inspection manager for two licensed corporations for a large European financial institution in Hong Kong
> SFC periodic regulatory audit SPOC and Compliance Officer/MLRO of a bn$ Credit fund in Hong Kong
> Global remediation of the PEP-screening program and a refresh of employee training content for a large publicly-listed life insurance group in APAC
> Management of a global Anti-Fraud Governance program - across 18 countries for a large European financial institution with FINMA reporting commitments
> Enhanced Due Diligence Team Manager for Wells Fargo HNW/Private Banking/Trust business with focus on resolving MRA (Matters Requiring Attention) and OCC regulatory audit management experience
教育背景
CAMS and CFE Certified, Masters in Applied Economics with Distinction, Japanese Language Proficiency Level IV
