Middle office Setclear - Officer - Credit lyonnais Securities Asia (CLSA)
(2024-11-27 - 2026-02-27)
- Managed end-to-end trade lifecycle for cash equities and derivatives across APAC markets, ensuring high accuracy and timely settlements
- Coordinated with front office, custodians, and counterparties to resolve trade exceptions and minimize settlement failures
- Performed trade validation, enrichment, and confirmation, improving overall operational efficiency
- Supported FX processing and cash flow management aligned with settlement cycles
- Strengthened operational controls and audit readiness by maintaining SOP compliance and documentation
- Contributed to UAT testing and process enhancements, reducing manual intervention and improving workflow efficiency
Team Coach (Trade Settlements and Allegements) - Hexaware Technologies BPS
(2019-07-12 - 2024-09-17)
- Led a team of 6+ analysts managing global trade settlements, confirmations, and exception handling
- Reduced aged breaks and settlement failures through proactive issue resolution and stakeholder coordination
- Oversaw daily trade matching and SWIFT confirmations, ensuring timely processing of high-value transactions
- Improved team productivity and reduced errors through training, mentoring, and process standardization
- Enhanced operational controls by implementing process improvement initiatives
Client Representative Processing (Paying agency EMEA) - BNY MELLON INDIA OPERATIONS under Randstad Payroll
(2018-12-17 - 2019-06-16)
- Processed coupon rate fixing, EMTNs, and MTNs for internal and external clients.
- Managed interest and principal claims, fund distributions, and reconciliation processes in accordance with internal control policies.
- Generated and validated SOD reports and rollovers, ensuring compliance with operational and regulatory guidelines.
Associate (Middle office - Transaction services) - State Street Syntel Services
(2017-01-18 - 2018-09-20)
- Executed trade processing, clearing, settlements, and cash movements across US, APAC and EMEA markets.
- Handled wire transfers, directed lending instructions and exception resolution.
- Investigated and resolved cash and securities reconciliation breaks.
- Collaborated with internal and external stakeholders to resolve confirmation and settlement issues.
- Utilized Excel VBA macros for bulk processing and operational efficiency improvements.
