Ankit Pawa

Relationship Service Manager - HSBC

(2025-06)

Assigning the team with their respective cases and monitoring to prevent any SLA breach.
Assisting in preparation of weekly and monthly MI reports.
Building better client and team relationship with timely stakeholder calls.
Drafting of region wise Escalation report and presenting the same to the stakeholders.
Reaching out and following up with the RMs for the Approvals of cases with the regional data.
Taking updates from team and providing the case updates in different stakeholder's forum.

Senior CLM Specialist (Client Manager) - HSBC

(2021-09 - 2025-05)

Responsible for review and preparation of KYC requirements / documents to be sourced from Client.
End-to-end ownership of a case and pro-active management of the renewal process right from the initial request to completion of the case.
Drive resolution of CDD cases, engaging with RMs, Clients, CM, Risk and Compliance.
Interfacing with various downstream and upstream functions like KYC and Relationship Managers where applicable especially on matters that involve escalation of pending and ageing cases.
Update internal tools ensuring comments accurately reflect the status of each case.
Follow established escalation protocol.
Outreach to RM's / GRM's and Client, where required with checklist to request outstanding info / documents as per KYCS requirements.
For meeting client expectations and deliver against the PLA standards.
Ensure good understanding and delivery of KCI.

Senior KYC Analyst - Societe Generale

(2020-09 - 2021-05)

Performing complete KYC on the entities based on the risk of the clients.
Understanding of complex ownership structure to identify the Ultimate Beneficial Owner.
Conducting sanction screening to ensure that bank does not facilitate transactions involving sanctioned countries.
Conducting alert investigation on World check & Lexis Nexis to detect any adverse news and PEP hits, and to ensure that the party is not involved in any kind of terrorist financing or money laundering.
Conducting Enhance Due Diligence on PEPs to look out for their impact and authority over entity.
Investigation of missing documents in several regulatory sites.
Sourcing of documents online from several Regulatory and Registries.
Reaching out clients for missing documents. And following up on regular basis.
Ability to establish action points arising out of renewals and incorporate the impact within laid down procedures.
Keeping abreast of developments within the financial regulatory environment and proactively educate the team on the same.
Work in tandem with the Quality Control team to ensure overall high-quality cases emanating from the team and address quality issues to meet the established performance standards.
Ensure implementation and adherence to audit and compliance requirements and proactively highlight potential issues to the management.

Senior KYC Analyst - PWC

(2021-05 - 2021-08)

Performing complete KYC on the entities based on the risk of the clients.
Understanding of complex ownership structure to identify the Ultimate Beneficial Owner.
Conducting sanction screening to ensure that bank does not facilitate transactions involving sanctioned countries.
Conducting alert investigation on World check & Lexis Nexis to detect any adverse news and PEP hits, and to ensure that the party is not involved in any kind of terrorist financing or money laundering.
Conducting Enhance Due Diligence on PEPs to look out for their impact and authority over entity.
Investigation of missing documents in several regulatory sites.
Sourcing of documents online from several Regulatory and Registries.
Reaching out clients for missing documents. And following up on regular basis.

Senior Analyst - Goldman Sachs Services Pvt. Ltd. (AparPeople Payroll)

(2019-10 - 2020-03)

Performing complete KYC on the entities based on the risk of the clients.
Understanding of complex ownership structure to identify the Ultimate Beneficial Owner.
Conducting sanction screening to ensure that bank does not facilitate transactions involving sanctioned countries.
Conducting alert investigation on World check 1 to detect any adverse news and PEP hits, and to ensure that the party is not involved in any kind of terrorist financing or money laundering.
Conducting Enhance Due Diligence on PEPs to look out for their impact and authority over entity.
Download of documents of existing clients for remediation purpose from KRA (CVL & NDML).
Linkage of documents with IAM account browser.
Reaching out clients for missing documents and reviewing the documents as per SEBI guidelines.
Investigation of missing documents in several regulatory sites.
Sourcing of documents online from several Regulatory and Registries.
Uploading documents in CIPIT and EMMA.

Finance and Accounting Trainee - Ernst & Young

(2019-05 - 2019-07)

Assistant Auditor - Jagdish Khandelwal & Co.

(2016-07 - 2019-03)

Preparation of financial statement for tax calculation.
Recording of accounting transaction through journal entries.
Complete independent check of KYC documents provided by customers.
Perform periodic reviews on risk based customers to ensure that due diligence has been performed.
Performing investigations on suspicious activity reports (SAR) transactions and accounts.
Ensure that proper customer due diligence has been conducted and ensure proper maintenance of KYC and AML records of existing customers.
Ensure that loans and advances are sanctioned properly, and further assure that sanction are in accordance with delegated authorities.
Ensure that there is no revenue leakage i.e. processing charges are recovered in full.
Ensure that post disbursement, supervision and follow-up is proper.
Verify interest calculations/recovery of interest and principal during closure of NPA accounts.
To check whether account opening formalities are properly complied as per KYC norms.
Check the transactions of staff accounts.
Ensure that the physical cash tallies with the journal cash and the GL balance.

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