Arvind

Company Secretary having experience of more than 15 years to look after compliance work in all aspects of Corporate Laws, Companies Act, 2013, SEBI (LODR) Regulations, 2015 (Listing Regulations), dealing with stock exchanges, due diligence, secretarial work, private placements, preferential issue, SEBI Rules and Regulations and New Incorporation. Previously held senior leadership position in BSE Limited as Assistant General Manager and ICRA Analytics Limited as Senior Manager and Group Lead (a subsidiary of credit rating agency ICRA)

Company Secretary - Starsource Multitrade Limited

(2023-09)

To look after all secretarial affairs under Companies Act, 2013, including other corporate laws, SEBI (LODR) Regulations & other SEBI Regulations, handling Board and Members meeting, maintenance of statutory registers, all Exchange and MCA submissions, preparation of Agenda, Minutes, Annual Compliances. Co-ordinating with RTA, Depository Participants, Exchanges and internal departments of the Company including Accounts & Taxation department.

Assistant General Manager (Listing Compliance Deptt.) - BSE Ltd - Mumbai

(2022-04 - 2023-07)

Joined BSE Ltd in April 2022 as Assistant General Manager to monitor the Listing Compliance submissions by all listed entities including Equity and Debts. Responsible for day-to-day coordination, process optimization and quality control of all compliances by all listed companies. Profile also includes preparation of reports for SEBI requirements; other departments of the Exchange and other regulatory bodies to provide required data and information on timely basis.

• Monitoring entire periodic submissions of all listed entities including communicating non-submission and discrepancies to the companies
• Liaison with various BSE Departments for data requirements
• Promoters Reclassification
• Generating analytical reports as required by regulatory authorities including SEBI
• Submission of various periodic reports to SEBI
• Waiver of penalty levied under LODR to listed entities
• Automation and improvements as per project's requirements
• Resource optimization
• Responsible for bridging the gap between business and tech support, an essential element in this project, to ensure seamless efficient operations. This requires back-end knowledge and regular communications with both internal and external IT support.

Senior Manager & Group Lead - ICRA Analytics Ltd - Mumbai

(2006-11 - 2022-03)

Joined ICRA Analytics Ltd (formerly known as ICRA Online Limited), a subsidiary of leading Credit Rating Agency ICRA Ltd. in 2006 as Assistant Manager – Operations to manage the BSE Project. Later on, promoted as Company Secretary & Compliance Officer (CS&CO) of the Company and was also looking after secretarial and compliance activities of ICRA Analytics Ltd. As the BSE Project scope increased, management relieved from the responsibility of CS & CO in 2015 to take care of the BSE Project full-time.

Worked across all facets of business process management including meeting delivery commitments and service level agreements. Responsible for day-to-day coordination, recruitment and training, process optimization and quality control. Led pilot projects which were converted into new business scope at the same time maintaining productivity and performance levels.

At BSE Project, responsibility includes resource management, liaison with various BSE Departments, workload planning, work allocation and final delivery. All compliance submissions by listed entities were being managed by IAL Team including sanity check, non-submission, and discrepancies.

Company Secretary and Compliance Officer - Modern Denim Ltd. - Ahmedabad

(2006-02 - 2006-10)

Joined Modern Denim Ltd, a Denim and Fabrics manufacturer & exporter at Ahmedabad, as Company Secretary & Compliance Officer. In charge of all secretarial and compliance activities.

• Preparation and filing of documents with the Stock Exchanges and publication of requisite notice on compliance of Listing Agreements & Corporate Governance. SEBI Regulations, Companies Act etc.
• Preparation of documents for Board Meetings & General Meetings of the Company
• Carrying out compliance with the Provisions of the Companies Act, 1956 and other allied Acts, Rules & Regulations and preparation of various documents, returns and applications to be filed with the Stock Exchanges, Registrar of Companies and the Central Government

S.S.C.

• CBSE - Jawahar Navodaya Vidyalaya, Porbandar (1991-03)

H.S.C.

• CBSE Science Stream - Jawahar Navodaya Vidyalaya, Porbandar (1993-03)

CAOP / CPXP - Computer Courses - Information Technology Centre, Mogri, Gujarat (1996-06)

Leading People and Teams Capstone - University of Michigan (Online Course from Coursera Portal) (2020-12)

Company Secretary - The Institute of Company Secretaries of India, New Delhi (2004-06)