Manojkumar Yeleti

Result-driven Senior Regulatory Reporting Specialist with 4.8 years of experience in financial services, fund operations, and regulatory compliance.

Recognized Subject Matter

Expert (SME) in EMIR, MiFID II Trade & Transaction Reporting, and SFTR frameworks. Proven track record of managing end-to-end regulatory reporting cycles for 2,000+ portfolios, resolving complex stakeholder queries, and implementing robust data quality controls. Proficient in MS Excel (Advanced), Power BI, Alteryx, and SQL to automate data integration, optimize operational workflows, and ensure 100% compliance with ESMA, CBI, and CSSF regulations.

Senior Process Analyst – Fund & Regulatory Reporting - Broadridge Financial Solutions India Pvt. Ltd. - Hyderabad

(2024-09)

• Produce daily, weekly, and monthly regulatory filings (EMIR, MiFID Trade & Transaction, SFTR) for global institutional clients and investment funds, ensuring 100% adherence to agreed timescales and ESMA/CBI/CSSF compliance standards.
• Manage end-to-end data integration and reporting workflows, navigating complex data flows and system architectures to ensure data accuracy aligned with SMART data principles.
• Independently analyze and resolve complex queries, non-standard exceptions, and reporting issues raised by global clients, depositaries, and internal teams, providing expert input regarding Trade & Transaction regulations.
• Maintain Operating Model documentation, standard operating procedures (SOPs), and risk-and-control frameworks to support robust and controlled end-to-end delivery of regulatory reporting.
• Coordinate quality control (QC) of regulatory disclosures including SFTR reports, SFDR (Pre-Contractual, Periodic, Website), TCFD, PRIIPs, EMT, and EPT documents.
• Built Power BI dashboards to track transaction reconciliation status, regulatory filing deadlines (SFDR, SFTR, EMIR, MiFID II), and SLA metrics across 2,000+ portfolios; surfaced compliance risks early, reducing manual status reporting effort by ~30% and significantly lowering report rejections.
• Led User Acceptance Testing (UAT) and platform onboarding for regulatory reporting systems, validating fund setup data migration during system conversions to maintain reporting continuity.
• Maintained a 100% compliance rate on timely submission of regulatory financial reports for large institutional clients portfolios
• Played a key role in achieving error-free financial reporting across fund portfolios, driving operational efficiency.

Process Analyst – Financial Reporting Associate - Broadridge Financial Solutions India Pvt. Ltd. - Hyderabad

(2022-01 - 2024-09)

• Prepared and reviewed monthly, quarterly, and annual regulatory and financial reports covering MiFID II, EMIR, SFTR, AIFMD, and UCITS KIID requirements.
• Supported fund valuations and NAV accuracy through detailed analysis of portfolio holdings, income accruals, corporate actions, and fair value adjustments.
• Produced 1,000+ regulatory documents including fund prospectuses, SFDRs, TCFDs, ESG reports, and SFTRs under tight timelines with zero non-compliance penalties.
• Implemented dual-review controls (4-Eye Principle) to improve accuracy and reliability of daily/weekly reports, mitigating operational risks.
• Tracked and resolved client queries and system reconciliation breaks via JIRA Service Desk, maintaining a 100% compliance rate on SLA standards.

Master of Business Administration (MBA) - Finance - Sasi Institute of Technology and Engineering (2021-08)

Bachelor of Commerce (B.Com) - Accounting & Commerce - Adikavi Nannaya University (2019-06)