
Sharvari Chavan
Capital Markets Compliance Professional | SEBI Regulations | Broker Compliance | NSE/BSE Circulars | KYC & RMS
Hire this person
Send a job offer directly to this candidate
About
Finance professional with hands-on experience in capital markets regulation and policy processes, including SEBI regulations, Industry Standards Forum (ISF) engagement, and broker-level operations. Skilled in regulatory analysis, representation drafting, and process automation. Strong understanding of Indian financial market infrastructure, including exchanges, clearing, and compliance.
Experience
Management Trainee – Research Associate (Capital Markets Regulation & Policy) at BCB Brokerage Private Limited (2025-02 – Present)
- Contributed to capital markets regulation and policy initiatives under the Brokers' Industry Standards Forum (ISF) framework.
- Handled ~ 250 Agenda Item Numbers (AINs), involving research, historical analysis, and preparation of structured regulatory notes for industry-level discussion.
- Drafted 20 – 25 representations submitted to SEBI following ISF approval.
- Conducted clause-level review of SEBI (Stock Brokers) Regulations and Master Circulars, with structured recommendations.
- Drafted ISF meeting minutes, reviewed under the Brokers' ISF Sherpa, and supported circulation via the ISF Secretariat.
- Reviewed SEBI consultation papers and provided structured industry inputs.
- Managed regulatory documentation, including circular tracking and ISF communications.
- Worked on RMS and client limit allocation (BOW, ODIN), KYC processes (KRA verification, maker-checker, IPV, document validation), and pay-in/pay-out operations.
- Supported broker compliance requirements, including infrastructure changes (lease line shifting).
- Developed understanding of digital accessibility regulations under the SEBI framework, aligned with the Rights of Persons with Disabilities (RPwD) Act, 2016 and Guidelines for Indian Government Websites (GIGW) 3.0 standards.
- Supported accessibility audit engagements under the International Association of Accessibility Professionals (IAAP) aligned framework, including documentation, client coordination, and preliminary compliance assessment of digital platforms.
Finance Trainee Intern at Shripal Metal Limited (2024-05 – 2024-07)
Supported business expansion and decision-making through market research, supplier benchmarking, pricing analysis, and development of an in-house digital platform.
- Conducted detailed market and competitor research across manufacturing segments, supporting business expansion and strategic decision-making.
- Analyzed supplier and product data to support cost benchmarking and improve sourcing efficiency.
- Evaluated domestic and international manufacturers based on product range, reliability, and commercial factors to strengthen vendor selection.
- Developed structured documentation on manufacturing processes to support internal understanding and business positioning.
- Contributed to the development of an in-house e-commerce platform by supporting product structuring, commercial decision-making, and improving website flow and user journey.
Education
Post Graduate Diploma in Management in Finance – Kohinoor Management School (2025)
Bachelor of Commerce – N.G. Bedekar College of Commerce (2023)


