Deputy Manager at Shriram Finance Ltd. (2011-02 – Present)
Working as a Deputy Manager in Internal Audit Department of Shriram Finance Ltd.
- Leading assistant auditor to complete audit on time assigned every quarter as per audit plan.
- Identifying Improvement area in existing process and automate the same via advance excel and ensure zero error.
- Work with other dept. to identify problem where data analysis is required and ensure data driven observation & recommendation can be provided.
- Collecting data from various Dept. including Finance, Accounts, HR for auditing & accounting purpose.
- Performed Risk based Internal Audit Assignments such as Process Audit & Transaction Audit in line with the yearly audit plan.
- Determining Objectives and scope of audit by understanding the nature of audit and after consulting with the auditee.
- Conduct of high value loan disbursed to customer.
- Performed Expense Audit assignment such as Borrowing & Servicing of Bank Loan, Borrowing & Servicing of debentures, Borrowing & Servicing of Commercial Paper, Borrowing & Servicing of ECBs, Borrowing & Servicing of Retail Deposits, Professional Charges on resource mobilisation, Bank Reconciliation Statement, All India Rent expenses, Hire to Pay, Travelling & Conveyance & Other Regional Expenses.
- Performed Income Audit assignment such as Interest Income from long term & current Investment, Interest Income from Fixed Deposit, Interest Income from other financial services & Interest income on Margin Money (Securitisation).
- Prepared Internal Audit reports highlighting weakness in internal controls, its implication and documenting appropriate recommendations as an improvement opportunity for the business.
- Perform ICFR compliance as per the statutory requirements on various assignments of the company such as Borrowing & Servicing of Bank Loan, Borrowing & Servicing of debentures, Borrowing & Servicing of Commercial Paper, Borrowing & Servicing of ECBs, Borrowing & Servicing of Retail Deposits, Professional Charges on resource mobilisation, All India Rent expenses & Hire to Pay.
- Preparing Dashboard & Process Flowchart for report.
- Checking of KYC document for retail deposit investor.
- Verifying Interest Payment on Term Loan and Cash Credit.
- Verify the bank payment transaction, which include interbank fund transfer, investment in Certificate of Deposit, Commercial Paper, Non-convertible Debenture, Securitisation & other Expenses.
- Preparing Quarterly Report for the Audit Committee.
Audit Executive at Deutsche Bank Custody (Rajeev & Rajesh C.A.) (2008-03 – 2010-03)
Managing and developing with a team of 10 representatives providing comprehensive Concurrent Auditing services to Deutsche Bank for their Custody department.
- Preparing CDSL, NSDL & PSS reconciliation.
- Preparing SEBI-RBI regulatory report & SEBI-RBI reconciliation.
- Verifying the daily transaction Deals & Masters.
- Preparing Entitlements & deal report.
- Preparing Debt rates report.
- Verifying Initial public offer (IPO), tender Offer, Right Issue form, folio, pre-advices, Bid form & FCA.
- Checking Notices.
- Preparing daily, weekly & fortnightly report.
Account Executive at Kundan. M. Jethwani (2007-05 – 2008-03)
Worked as an Account Assistant maintaining the books of Account.
- Preparing Sales Bill.
- Preparing Bank Reconciliation Statement.
- Preparing stock record & daily report.
Audit Executive at S. S. Agarwal & Associates (2005-12 – 2007-04)
Worked as an Audit Executive and majorly involves with the auditing activities.
- Vouching Various Books of Accounts such as Sales Book, Purchase Book, Cash Book, Bank Book, Journal Book & Stock Book.
- Preparing Bank Reconciliation Statement.
- Preparing Profit & Loss A/C & Balance Sheet.
