Assistant Manager Compliance - Pakistan Credit Guarantee Company (DFI) - Islamabad
(2020-12)
- Partnering with all departments of the Company to coordinate timely submission of accurate data/returns to regulators and other authorities, including State Bank of Pakistan circulars and notifications, SECP circulars and notifications, Law Enforcement Agencies.
- Develop a compliance tracker for monitoring regulatory reporting deadlines.
- Conduct Quarterly Assessment of Treasury Operations for onwards submission to ALCO.
- Maintaining Log for office Policies, Procedures and Manuals.
- Maintaining repository for SBP, SECP and Tax authorities' Circulars/Notifications/SROs etc.
- Review KYC form and providing support to Business for completion in case of any discrepancy.
- Maintaining a strong working knowledge of requirements for data/returns to regulators and other authorities.
- Execute departmental policies and the compliance plan under the direction and supervision of the head of department.
- Recognize common compliance vulnerabilities and recommend basic controls to mitigate risks to the head of department.
- Correspondence with regulators and update the head of department of changes.
- Research, gather data and complete analysis of compliance matters under the direction and supervision of the head of department.
- Develop and maintain database with compliance requirements (other than reporting) under direction and supervision of the head of department.
- Communicating compliance requirements to staff as instructed by the head of department.
- Liaising with regulators as instructed by the head of department.
- Timely Report STR (if any) to Regulator(s).
- Timely Conduct Name Screening of customers, Vendors, Employees etc.
- Preparation and submission of IRAF Questionnaire to Board of Directors and its timely approval.
Officer-Compliance - Pakistan Mortgage Refinance Company - Karachi
(2017-10 - 2020-12)
- Preparation and submission of IRAF Questionnaire to Board of Directors and its timely approval.
- Conducted Quarterly Assessment of Treasury Operations for onwards submission to ALCO.
- Maintaining Log for office Policies, Procedures and Manuals.
- Maintaining repository for SBP, SECP and Tax authorities' Circulars/Notifications/SROs etc.
- Review KYC form and providing support to Business for completion in case of any discrepancy.
- Maintaining a strong working knowledge of requirements for data/returns to regulators and other authorities.
- Execute departmental policies and the compliance plan under the direction and supervision of the head of department.
- Recognize common compliance vulnerabilities and recommend basic controls to mitigate risks to the head of department.
- Correspondence with regulators and update the head of department of changes.
- Research, gather data and complete analysis of compliance matters under the direction and supervision of the head of department.
- Develop and maintain database with compliance requirements (other than reporting) under direction and supervision of the head of department.
- Communicating compliance requirements to staff as instructed by the head of department.
- Liaising with regulators as instructed by the head of department.
- Timely Report STR (if any) to Regulator(s).
- Timely Conduct Name Screening of customers, Vendors, Employees etc.
- Developed a compliance tracker for monitoring regulatory reporting deadlines.
Internee - State Bank of Pakistan - SBP Head Office Karachi
(2011-06 - 2011-07)
- Conducted Research of Monetary Policy Transmission Mechanism through Exchange Rate Channel
Master Trainer and Zonal Field Manager - Apex Consulting Pakistan - Islamabad
(2016-04 - 2017-09)
WHO Project: Post Monitoring Campaign
Lecturer - I. Mats College - Sargodha
(2013-02 - 2013-12)
