พิยดา เกื้อทาน

Develop and update company policies, procedures, and regulations to ensure compliance with newly issued regulatory requirements. Communicate regulatory updates and provide guidance to ensure understanding of company policies and regulatory requirements. Monitor, summarize, and report risk issues identified or disclosed by regulatory authorities (e.g., SET/SEC).

Compliance officer at UOB Kay Hian securities (thailand) public company limited (2024-01 – Present)

• Develop and update company policies, procedures, and regulations to ensure compliance with newly issued regulatory requirements.
• Communicate regulatory updates and provide guidance to ensure understanding of company policies and regulatory requirements.
• Monitor, summarize, and report risk issues identified or disclosed by regulatory authorities (e.g., SET/SEC).
• Identify, assess, and report internal compliance and risk issues within the organization.
• Monitor and ensure compliance with the Net Capital Rule (NCR).
• Oversee and monitor the proper use of Trader IDs, including preventing unauthorized disclosure or misuse.
• Track and ensure the timely reporting of the appointment or termination of licensed representatives, including the submission of deregistration reports.
• Provide advisory support and respond to compliance-related inquiries from management and relevant staff.

Legal Researcher at Thailand Development Research Institute (TDRI) (2023-01 – 2024-12)

• Conduct legal research on regulations related to the stock exchange, including the Securities and Exchange Act, Securities and Exchange Commission (SEC) announcements, and other relevant regulations.
• Prepare PowerPoint slides to present research findings.
• Coordinate with relevant parties, including the SEC, capital market business associations, the Bank of Thailand (BoT), and other relevant organizations.
• Conduct research and prepare reports for the "Guillotine Capital Market Rule Project," focusing on addressing legal issues related to the capital market. This involved conducting research, developing proposals, and coordinating with relevant parties.
• Published the article titled "Op-Ed: 'นเล็ก' อยูต่รงไหน? เมอืหนุ้ ใหญ่ครองบทวเิคราะหล์งทนุ" in The Bangkokbiznews.
• Published the article titled "Op-Ed: กระบเวลาชว่ย บมจ. ควบรวมธุรกิจใหม้ ปีระสทิ ธภิ าพ" in The Bangkokbiznews.
• Organized research dissemination events, including the Hackathon "ออกแบบตลาดน….เปลียนนักออมรุน่เยาวส์ ู่ Young Investor."

Legal Officer at Italthai Industrial (2023-01 – 2023-12)

• Prepared complaints for criminal cases involving bad checks.
• Prepared relevant documents for litigation and assisted lawyers with their tasks.
• Prepared notices for company debtors in preparation for litigation.
• Prepared hire-purchase agreements, lease agreements, and various legal memoranda.
• Coordinated with external outsourcing parties.
• Negotiated with clients regarding debt collection in connection with legal cases.

Legal Officer at Shaiyo Triple A (2022-01 – 2023-12)

• Prepared complaints for criminal cases involving bad checks.
• Prepared relevant documents for litigation and assisted lawyers with their tasks.
• Prepared notices for company debtors in preparation for litigation.
• Prepared hire-purchase agreements, lease agreements, and various legal memoranda.
• Coordinated with external outsourcing parties.
• Negotiated with clients regarding debt collection in connection with legal cases.

Legal Internship at Kiatnakin Phatra Bank (2021-01 – 2021-12)

• Reviewed contracts to ensure compliance with applicable laws and legal standards.
• Prepared and drafted contracts and other legal documents in accordance with business requirements.
• Conducted legal research and analyzed legal issues related to research activities.

Bachelor's Degree in Law – Faculty of Law, Thammasat University (2018-08 – 2021-11)