Cftc - 6+ job offers

*Overview** Whistler Partners is partnering with a fast-growing prediction market platform operating at the intersection of fintech, crypto, and futures/derivatives. The company enables users to place real-time bets on financial and crypto-linked events, with plans to expand into broader market cate

Business Analyst/Regulatory Reporting/Cftc New York City, Ny We are looking for a Cftcr Regulatory Reporting Specialist/Sme Consultant who focuses only on Regulatory. We need a senior technical business analyst that has heavy financial/capital markets experience. Location: New York City, NY (Hybrid

Job Description We are looking for an experienced professional to oversee and enhance our compliance programs, ensuring adherence to regulatory requirements. The ideal candidate will have a proven track record in derivatives and securities compliance, with a deep understanding of CFTC and SEC rules.

Job Description The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD). This role demands a deep understanding of regulatory frameworks and the ability to colla

Business Analyst / Project Manager With Ctfc & Sec & Cat Onsite Role In Nyc Ny Mandatory Skills: Ctfc (Commodity Futures Trading Commission): Yrs Sec (Securities & Exchange Commission): Yrs Canada And Cat (Consolidated Audit Trail) Regulatory Reporting: Yrs 1st & 2nd Round: Capco Team 3rd Round: Cli

Business Analyst / Project Manager With Ctfc & Sec & Cat Onsite Role In Nyc Ny Mandatory Skills: Ctfc (Commodity Futures Trading Commission): Yrs Sec (Securities & Exchange Commission): Yrs Canada And Cat (Consolidated Audit Trail) Regulatory Reporting: Yrs