Cftc jobs in New York

London Stock Exchange Group

A financial services organization in New York seeks a Paralegal within its Legal & Compliance team. This role requires excellent written and verbal communication skills, organizational capabilities, and familiarity with U.S. derivatives law. Responsibilities include supporting regulatory compliance

Equiliem

Position : Business Analyst/Regulatory Reporting/ CFTC Required Location: Hybrid/Midtown New York City 3 days a week. Interview Required: Video Job Description: Regulatory / compliance role (on the Asset Management side). There's financial and non-financial elements / there's project management elem

A growing sports prediction platform in New York is seeking a Regulatory Operations Associate to enhance federal licensing and manage regulatory compliance. The role involves driving CFTC licensing efforts, coordinating with internal teams, and ensuring compliance in product design. Candidates must

Business Analyst / Project Manager With Ctfc & Sec & Cat Onsite Role In Nyc Ny Mandatory Skills: Ctfc (Commodity Futures Trading Commission): Yrs Sec (Securities & Exchange Commission): Yrs Canada And Cat (Consolidated Audit Trail) Regulatory Reporting: Yrs

A Global Financial Services Firm in New York, NY is seeking an experienced Regulatory Project Manager to support a critical regulatory remediation initiative within their Corporate & Investment Banking environment. The ideal candidate will lead regulatory programs, ensuring effective delivery of reg

Business Analyst/Regulatory Reporting/Cftc New York City, Ny We are looking for a Cftcr Regulatory Reporting Specialist/Sme Consultant who focuses only on Regulatory. We need a senior technical business analyst that has heavy financial/capital markets experience. Location: New York City, NY (Hybrid

Cantor Fitzgerald Securities

Job Description The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD). This role demands a deep understanding of regulatory frameworks and the ability to colla

Equiliem

Position : Business Analyst/Regulatory Reporting/ CFTC Required Location: Hybrid/Midtown New York City 3 days a week. Interview Required: Video Job Description: Regulatory / compliance role (on the Asset Management side). There's financial and non-financial elements / there's project management elem

The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD). This role demands a deep understanding of regulatory frameworks and the ability to collaborate effective

The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD). This role demands a deep understanding of regulatory f Dealer, SEC, Compliance Officer, Officer, Complia

Cantor Fitzgerald Securities

Job Description The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD). This role demands a deep understanding of regulatory frameworks and the ability to colla

Job Description The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD). This role demands a deep understanding of regulatory frameworks and the ability to colla