Gur Nim
Financial services officer with over 3 years of financial experience
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About
I am a financial services professional with over three years of experience in banking operations, regulatory compliance, and client service. My career has been built at the intersection of accuracy and accountability; processing high volumes of financial data, applying AML, FATCA, and CRS frameworks, and consistently delivering results in fast-paced, deadline-driven environments.
Most of my core experience comes from TD Bank, where I worked across two roles managing account data for RRSP, RRIF, TFSA, RESP, and GIC accounts, automating workflows in Excel, and maintaining zero compliance breaches across thousands of daily transactions. I exceeded processing targets by 85% and took pride in the kind of behind-the-scenes precision that keeps operations running cleanly.
Outside of operations, I have experience in client-facing financial services through Gatestone, where I managed up to 90 client interactions daily, and in field sales through Kognitive Marketing, where I drove credit card acquisition for Canadian Tire financial products.
I hold a Business Diploma from Sheridan College and a Canadian Professional Sales Certificate. I am currently seeking opportunities in banking operations, compliance, or financial services where I can bring my skills, my attention to detail, and my genuine commitment to quality work to a team that values both.
Open to connecting with recruiters and professionals in the financial services space
Experience
Data Entry II at TD Bank (2023-10 – 2024-06)
Processed accounts with high accuracy while applying regulatory requirements and automating workflows.
- Processed 30 accounts daily with 99% accuracy to prevent compliance breaches by validating customer and tax data against internal controls.
- Applied CRS, FATCA, CSE, and AML requirements to complete 25 due diligence reviews per day by interpreting regulatory documentation and updating client records.
- Automated 3 repetitive workflows to cut processing time by 20% by building MS Excel Macros and standardizing file templates.
- Verified 200 data fields per day to improve reporting quality by using Excel VLOOKUP, IF, SUMIFS, and COUNTIFS for validation and exception checks.
Professional Development at Career Break (2024-06 – Present)
Professional development period focused on banking operations, compliance knowledge, and client service execution.
- Completed 2 virtual job simulations to strengthen client service execution by practicing Private Bank and Personal Banker workflows through Forage.
- Strengthened knowledge of banking operations and compliance to improve readiness by dedicating 10 hours per week to structured professional development.
- Resolved a family emergency to enable full workforce availability by returning to a stable schedule within 6 months.
- Practiced relationship management scenarios to improve advisory confidence by translating 6 customer objectives into tailored retirement, education, and investing recommendations during simulations.
Financial Services Representative at Gatestone (2022-05 – 2023-08)
Handled inbound and outbound calls to resolve credit card concerns and manage customer accounts.
- Handled 85 inbound and outbound calls daily to resolve credit card concerns by applying call center procedures and empathetic communication.
- Negotiated 12 payment plans per week to improve account outcomes by assessing customer constraints and documenting agreed terms accurately.
- Analyzed 30 customer accounts daily to support portfolio management plans by reviewing balances, delinquency status, and prior actions in CRM systems.
- Escalated 8 complex cases per week to protect service quality by routing issues to specialized teams with complete compliance documentation.
Data Input Officer at TD Bank (2021-08 – 2021-12)
Entered and verified high-net-worth client data with high accuracy across multiple platforms.
- Entered high-net-worth client data for 35 households per week with 99% accuracy by following strict deadlines and data governance standards.
- Verified and corrected 25 data discrepancies per week to reduce downstream rework by reconciling source documents before system entry.
- Transferred new account information across 2 TD platforms to accelerate onboarding by coordinating cross-system updates including Kyndryl.
- Generated 5 weekly progress reports to improve team visibility by using SQL queries and completing designated backup operations.
Field Marketing Representative at Kognitive Marketing (2020-11 – 2021-04)
Drove customer acquisition and promoted Canadian Tire financial products through face-to-face engagement.
- Drove customer acquisition to achieve 110% of weekly targets by engaging shoppers face-to-face and matching needs to Canadian Tire financial products.
- Explained credit card features and eligibility to 40 prospects per shift to improve conversion by translating complex terms into clear customer language.
- Planned and executed 5 promotional activations per month to maintain brand compliance by following marketing guidelines and retail partner requirements.
- Provided customer support for 30 application interactions per shift to reduce drop-offs by addressing objections and guiding customers through next steps.
Food Shelter Volunteer at Gurudwara Gursikh Sabha (Scarborough) and Gurudwara Dashmesh Darbar (2020-12 – Present)
Prepared meals and coordinated food service operations for community support.
- Prepared and served 150 meals per shift to support community needs by coordinating food handling and service tasks with volunteers.
- Organized 3 supply restocks per shift to prevent shortages by tracking inventory levels and staging items for distribution.
- Maintained 100% compliance with cleanliness standards to ensure safe operations by following sanitation procedures throughout service hours.
- Coordinated with 10 volunteers per event to improve flow and timeliness by assigning roles and communicating priorities during peak periods.
Education
Business Diploma in Accounting, Taxation, Financial Services, Marketing, Project Management – Sheridan College