Oluwakemi

Compliance professional with 5 years of experience in KYC/AML analysis, risk management, and regulatory compliance. Proficient in SEC regulations, FINRA guidelines, and AML/BSA requirements. Proven track record of identifying and mitigating potential risks.

AML Analyst - AMLRightsource

(2022-08)

• Responsible for identifying fraud trends and investigating cases escalated within the fraud monitoring software, reports and submitted fraud claims.
• Responsible for conducting 90/180 days account reviews based on customer risk profile and documenting evidence from internal systems, the Internet, commercial databases, OFAC/Watch list/PEP and other third-party tools to support dispositions on alerts and take mitigating actions to prevent fraud losses.
• Draft Suspicious Activity Reports (SARs) narratives and details the activities identified as suspicious in the transactional reports (TR) in check fraud, electronic banking, Structuring cases and highlight Peer to Peer (P2P) activities indicative of suspicious movement of funds and file SARs once a quality control review has been completed.
• Reviewed fraud alerts to determine either escalation or closure of alerts.
• Conducted time-sensitive investigations, analyzing each instance of potential money laundering activity and/or suspicious financial activity across multiple jurisdictions and countries, utilizing a wide variety of research and analytical tools.
• Conduct customer due diligence and enhanced due diligence for high-risk customers
• Monitor transactions for potential AML/BSA risks
• Ensure compliance with SEC regulations (Rules 17a-3, 17a-4, 17a-5) and FINRA guidelines
• Collaborate with internal stakeholders to identify and mitigate potential risks
• Develop and maintain compliance policies and procedures

KYC Analyst - Ryza Investment - Dallas, TX

(2019-10 - 2022-08)

• Perform day to day management of a team of KYC Operations Analysts and Reviewers, including coaching and providing ongoing performance feedback.
• Documented the review of alerts by recording results in the alert management system.
• Utilized broad compliance knowledge to formulate decisions and make recommendations.
• Maintained a high level of service to Business Units supported in both New Customer Onboarding and reassessments well within SLA's, as well as maintain a high level of data quality in all tasks.
• Mitigated KYC alerts based on guidelines, policies, and insights.
• Supported Client On-boarding colleagues globally in performing all aspects of work associated with the cyclical review process.
• Supervised individual KYCS review metrics and report to senior management.
• Proactively highlight potential issues to management.
• Drive Process improvements and implement process changes as necessary.
• Maintained minimal errors when mitigating alerts.
• Analyzed customer data and transactions to identify potential AML/BSA risks
• Conducted customer onboarding and ongoing due diligence
• Ensured adherence to SEC regulations and FINRA guidelines
• Analyzed cases to know if a Suspicious Activity Report should be filled.
• Drafted SARs in compliance with BSA guidelines within set time frames.
• Escalated Suspicious Activities Reports (SAR) that display elements of AML and Terrorism Finance red flags.

University of Benin