Nishant Tambe

Dedicated and highly experienced Stock Broking professional with 18+ years of expertise in Risk Management System (RMS), Customer Support, Back Office Operations, Accounts Management, Regulatory Compliance, and Trading Operations. Experienced in monitoring market risk, client margin management, settlements, KYC, IPO processing, trading software support, and customer relationship management. Recognized for operational excellence, attention to detail, strong analytical abilities, and commitment to delivering quality service in fast-paced financial environments.

RMS Operations - Pragya Securities Pvt. Ltd.

(2026-03)

• Complete Beginning of Day (BOD) and End of Day (EOD) activities accurately.
• Monitor SPAN, Exposure, MTM and Margin positions during market hours.
• Allocate and modify client trading limits.
• Identify under-margined clients and initiate square-off as per RMS policy.
• Resolve dealer, branch and internal team queries.
• Maintain RMS reports and operational records.
• Follow SOPs and compliance guidelines.
• Improve operational efficiency and accuracy.
• SLBM trade operation

Assistant Manager – Customer Support - LKP Securities Ltd.

(2013-07 - 2025-12)

• Managed customer service for Trading and Demat accounts.
• Investigated unauthorized trades and prepared client reports.
• Performed RMS BOD & EOD activities.
• Generated daily operational and ad-hoc reports.
• Managed IPO, KYC and settlement-related activities.
• Processed Trading & DP account modifications.
• Managed dormant account activation.
• Updated Client Master, Holding, POA and Nominee details.
• Processed account closure requests.
• Followed up on T7 Debit and settlement cases.
• Managed adhoc RMS limits.
• Installed and supported ODIN & Symphony software.
• Conducted mobile application testing.
• Participated in ODIN mock testing.
• Resolved compliance-related issues.
• Verified pre-trade confirmations and investigated false trades.

RMS Executive - Lalkar Securities Pvt. Ltd.

(2010 - 2013)

• Managed BOD and EOD RMS operations.
• Processed adhoc limits.
• Prepared RMS reports.
• Printed contract notes.
• Supported trading operations.

Accounts Executive - Angel Broking Ltd.

(2006 - 2009)

• Client reconciliation
• Funds Pay-in & Pay-out
• Petty Cash Management
• Banking Coordination
• High-value cheque processing
• Financial follow-up

Accounts Executive - BM Gandhi Securities Pvt. Ltd.

(2005 - 2006)

• Bank Reconciliation
• Client Reconciliation
• Audit Assistance
• Outstanding Payment Monitoring
• Cheque Register Maintenance

Bachelor of Business Administration - BBA - Indira Gandhi Institute of Management & Technology

Higher Secondary Certificate - HSC - Mangaon Junior College

Schooling - Gauridatta Mittal Vidyalaya, Sion, Mumbai